SEC Handbook

SEC News

Systematic SEC Coverup Alleged

Matt Taibbi, venerable financial reporter for the Rolling Stone, is out with a scathing expose on an alleged systematic coverup by the SEC of Wall Street financial crimes. All the major newspapers have … [Read More...]

SEC Charges Diageo with FCPA Violations

On the 27th of July the US Securities and Exchange Commission charged the UK based liquor distributor Diageo plc with violations of the Foreign Corrupt Practices Act (the FCPA). The investigation into … [Read More...]

IPO News

Facebook IPO Planned As Early As April 2012

The Wall Street Journal is reporting that sources close to Facebook have confirmed that the social media giant is planning an IPO for as early as April 2012. These sources say that Facebook will try … [Read More...]

Groupon Prices IPO at $16 to $18 a Share

Groupon, the Chicago based company that offers subscribers daily deals at restaurants and stores, is set to go public on November 3rd. Offering 30 million shares at a range of $16 to $18, Groupon could … [Read More...]

SEC

How To Find SEC Filings

All public companies, American and internationally-owned, have been required to submit their annual reports to the Securities and Exchange Commission (SEC) since 1934. These are called SEC filings and … [Read More...]

SEC Filing – Corporate SEC Filing Requirements

In 1934 the Securities and Exchange Commission which is also called the SEC was given birth. This commission requires companies i. E public companies in America to file a number of financial reports required … [Read More...]

EDGAR Filings

Using The SEC Filings Edgar Database In Your Investment Research

Using The SEC Filings Edgar Database In Your Investment Research One of the mission statements of the Securities Exchange Commission or SEC is to facilitate capital information. In other words to make … [Read More...]

Using The Edgar Database To Find Sec Filings

For those who are interested in investing in the stock exchange markets one of the first things you need to know is how to do the research necessary to choose a winning stock. A good place to start are … [Read More...]